Hedge Funds, Private Equity Funds, Investment Management,
Technology, Media & Venture Capital
Riveles Wahab is a boutique law firm representing hedge and private equity funds, investment managers, startups, creative businesses, technology companies, and other ventures. We are dedicated to providing sophisticated, strategic and responsive counsel delivered in an efficient and cost-effective manner. Our attorneys thrive on finding innovative, high-value solutions to our clients’ unique challenges and watching their ventures succeed.
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FEATURED WHITE PAPERS
LAUNCHING A HEDGE FUND: A Detailed Overview and Primer.
Launching a hedge fund is a major undertaking that requires a systematic approach and experienced partners in a variety of industries and areas of expertise. Brokerage, legal, tax and technological considerations are essential to the development of a successful fund. Creating a legal and structural framework at the outset that is in tune with the fund’s investment objectives and investor base is the foundation for a successful fund. Read our outline of legal, structural and practical considerations to be evaluated in establishing your hedge fund here.
LAUNCHING A HEDGE FUND? Is Investment Adviser Registration Required?
For the founder of a new hedge fund, compliance with the new Investment Advisers Act registration regime is a critical initial step. If registration is required, investment advisory services may not be provided until SEC or state registration is obtained. Title IV of Dodd-Frank changed the regulatory landscape by basing registration not on the number of clients but on regulatory assets under management, thereby shifting regulatory authority over smaller managers to the states and regulating larger managers outright. This memorandum outlines which advisers must, may, or are prohibited from SEC registration.
GOING PRIVATE TRANSACTIONS: An Overview
Going-private transactions take a variety of forms but typically are (i) accomplished by a merger, tender offer or reverse stock split, (ii) spearheaded by the company’s senior management, and (iii) financed by third party debt and/or equity financers. The form chosen for the transaction in any particular case depends on need for outside financing, the composition of the shareholder base and the likelihood of a competing bid for the company, among other factors. Read more about going-private transaction here.
FIRM BLOG

Riveles Wahab Featured in Preqin’s Service Providers in Alternatives 2023 Report
Riveles Wahab, a leading New York-based boutique law firm for investment management and private funds has been recognised in several categories in alternative investment industry data and analytics provider Preqin’s Service Providers in Alternatives 2023 Report. The...
FIRM NEWS

Riveles Wahab Featured in Preqin’s Service Providers in Alternatives 2023 Report
Riveles Wahab, a leading New York-based boutique law firm for investment management and private funds has been recognised in several categories in alternative investment industry data and analytics provider Preqin’s Service Providers in Alternatives 2023 Report. The...
AI Changes Notice to Clients 2020
On August 26, 2020, the Securities and Exchange Commission (the SEC) adopted amendments to the definition of an “accredited investor” under Rule 501(a) of Regulation D under the Securities Act of 1933 (the “Amendments”). The Amendments become effective 60 days after...
FIRM BLOG
New SEC Rules for Private Fund Managers (including Key Takeaways and Summary Chart) (August 2023)
On August 23, 2023, the U.S. Securities and Exchange Commission (“SEC”) implemented heavily anticipated private fund reforms (the “Private Funds Rules” or the “Rules”) promulgated under the Investment Advisers Act of 1940, as...