by admin | Sep 4, 2023 | Compliance, Custody Rule, Investment Adviser Registration, Investment Advisers, SEC
On August 23, 2023, the U.S. Securities and Exchange Commission (“SEC”) implemented heavily anticipated private fund reforms (the “Private Funds Rules” or the “Rules”) promulgated under the Investment Advisers Act of 1940, as amended (the “Advisers Act”). Although the...
by admin | Sep 30, 2020 | News, Press, and Events
On August 26, 2020, the Securities and Exchange Commission (the SEC) adopted amendments to the definition of an “accredited investor” under Rule 501(a) of Regulation D under the Securities Act of 1933 (the “Amendments”). The Amendments become effective 60 days after...
by admin | Oct 2, 2018 | News, Press, and Events
Riveles Wahab partner Kaiser Wahab is thrilled to have been invited by the Intellectual Property Law Section of the State Bar of Nevada to speak at the 2018 Intellectual Property Law Conference at the William S. Boyd School of Law in Las Vegas on October...
by admin | Jul 5, 2017 | Investment Advisers, Investment Funds
By Simon Riveles Broadened Scope of ERISA Fiduciary Rules After several years of debate and revision, a Department of Labor (DOL) regulation, revising the definition of a “fiduciary” as it applied to investment managers, became applicable on June 9, 2017. The new...
by admin | Jun 12, 2017 | News, Press, and Events
Riveles Wahab LLP partner Kaiser Wahab is honored to be invited by Lawline to teach two Continuing Legal Education courses on “Corporate Structuring and Fundraising for Single Purpose Vehicles” and “Intellectual Property Considerations in M&A...
