Riveles Wahab LLP -- Private Fund, Securities, Corporate and Technology Lawyers
  • Home
  • About
  • Attorneys
    • Simon Riveles
    • Kaiser Wahab
    • Domenic Romano
    • Terrence Griffiths
    • Alozie Etufugh
    • Jigar Parikh
    • Roger Lorence
  • Practice Areas
    • Investment Funds, Securities & Advisor Registration
      • Private Investment Funds
        • Overview
        • Hedge Funds
        • Private Equity Funds
        • Venture Capital Funds
        • Cryptocurrency Funds
        • Incubator Hedge Funds
      • Offshore Investment Funds
      • Investment Advisor and CPO Formation, Registration and Compliance
    • Venture Cap & Private Placement
      • Overview
      • Regulation D Offerings
      • Early Stage / Startup
      • Regulation A+
      • Investor Counsel
    • Corporate and Business
      • Overview
      • General Counsel
      • Business and Commercial Contracts
      • Mergers & Acquisitions
      • Contractors, Employment, and Employee Incentives
      • Choice of Entity Form, Structuring, and Formation
    • IP, Tech & Media
      • Technology and Internet
        • Overview
        • Tech Licensing
        • Outsourcing
        • E-Commerce
        • Blockchain and Crypto
        • Digital Media
      • Intellectual Property & Media
  • Clients
    • Our Clients
    • Client Praise
  • Blog
  • Contact
Select Page

Basics of Warrant Coverage Terms

by admin | Mar 6, 2017 | Investment Documents, Investors, Regulation D

By Kaiser Wahab In order to induce “investment” of valuable dollars or services, ranging from cash investment under a Regulation D Private Placement Offering, or on the flipside, the efforts of a trusted advisor/accelerator/incubator, so-called “warrant coverage” is...

Corporate Structuring and Fundraising for Single Purpose Vehicles

by admin | Feb 28, 2017 | Business Formation, Investment Documents, Regulation D

On January 25, 2017, Riveles Wahab partner Kaiser Wahab gave a presentation on considerations in structuring and raising funds for single purpose vehicles (“SPVs”), sometimes also called single purpose entities (“SPEs”).  The SPV is an entity...

Questionnaire: Key Considerations for Private Placements

by admin | Feb 9, 2017 | Investment Documents, Regulation D

General Focus and Objective of Venture? In order to properly inform investors and provide disclosures where necessary, either through a Private Placement Memorandum, or other disclosure materials, a robust understanding of the venture’s overall purpose and goals is...

When is Information “Material”?: Tesla Motors and the Autopilot Crash Disclosure Dilemma

by admin | Oct 18, 2016 | Investment Documents

By Lauren Mack This summer, the Wall Street Journal reported that the Securities and Exchange Commission (“SEC”) was engaging in a preliminary investigation that Tesla failed to timely disclose to investors material information. The WSJ’s report...

Business Plan or PPM? What to Give A Potential Investor and When

by admin | Aug 7, 2015 | Investment Documents

By Lauren Mack Convincing investors to put their faith (and their money!) in your company requires strategy, planning, and a battery of documents, spreadsheets, and slides aimed to intrigue and cause the reader’s pupils to morph into dollar signs. One of the many...

A Primer on Anti-Dilution in Private Placement Offerings

by admin | Dec 2, 2014 | Investment Documents

By Kaiser Wahab Private placement offerings are terrific and venerable vehicles to raise company financing outside of the public capital market and without going public. However, because of their very nature they often involve a higher degree of risk than is typically...
« Older Entries

Recent Posts

  • The “WTH is an NFT?” Series – Part 1
  • AI Changes Notice to Clients 2020
  • Kaiser Wahab Presents on Intellectual Property Issues in M&A to Nevada Bar
  • The New Change in ERISA’s “Fiduciary” Definition and its Effect on Private Fund Managers
  • Kaiser Wahab Teaches Lawline CLEs on Corporate and Intellectual Property Topics

Categories

  • Blockchain
  • Business Contracts
  • Business Formation
  • Crowdfunding
  • Crypto
  • Intellectual Property
  • Investment Advisers
  • Investment Documents
  • Investment Funds
  • Investors
  • News, Press, and Events
  • NFT
  • Regulation A
  • Regulation D
  • Securities
  • White Papers

Tags

accredited investors acquisitions bad actors compliance copyright corporations crowdfunding employee incentives events FINRA firm news firm press general solicitation hedge fund association hedge funds intellectual property investment advisers investment managers investor disclosures investors JOBS Act kaiser wahab lauren mack legal hackers LexisNexis LLCs M&A mergers no-action letter operating agreements patent pension plans PPM press private placement proposed rules regulation d SEC sec guidance simon riveles sophisticated investors SPVs startups trademark trade secrets
Under New York's Code of Professional Responsibility, portions of this Web site contain attorney advertising.
Prior results do not guarantee a similar outcome. Results depend upon a variety of factors unique to each representation.
Riveles Wahab LLP
60 Broad Street, Floor 25
New York, NY 10004
Phone: 212-785-0076