by admin | Jul 5, 2017 | Investment Advisers, Investment Funds
By Simon Riveles Broadened Scope of ERISA Fiduciary Rules After several years of debate and revision, a Department of Labor (DOL) regulation, revising the definition of a “fiduciary” as it applied to investment managers, became applicable on June 9, 2017. The new...
by admin | May 6, 2015 | White Papers
Background In a post Dodd-Frank world, compliance is king. For the founder of a new hedge fund, compliance with the new Investment Advisers Act (the “Advisers Act”) registration regime is a critical initial step. If registration is required, investment advisory...
by admin | Jan 16, 2015 | Investment Funds, Regulation D, White Papers
After years of hard work, you finally have the strategy, experience and resources to establish and manage a hedge fund. Now it’s time to evaluate the options available to you in structuring your fund, navigating the regulatory landscape and choosing the right partners...