by admin | Jul 5, 2017 | Investment Advisers, Investment Funds
By Simon Riveles Broadened Scope of ERISA Fiduciary Rules After several years of debate and revision, a Department of Labor (DOL) regulation, revising the definition of a “fiduciary” as it applied to investment managers, became applicable on June 9, 2017. The new...
by admin | Oct 14, 2016 | Investment Funds
By Terrence Griffiths Reporting and disclosure requirements for managers of “alternative investment vehicles” (“AIV”) in California just became more complex with Governor Jerry Brown’s signing of a new amendment to California law, specifically aimed at transparency...
