by admin | Jul 5, 2017 | Investment Advisers, Investment Funds
By Simon Riveles Broadened Scope of ERISA Fiduciary Rules After several years of debate and revision, a Department of Labor (DOL) regulation, revising the definition of a “fiduciary” as it applied to investment managers, became applicable on June 9, 2017. The new...
by admin | Oct 14, 2016 | Investment Funds
By Terrence Griffiths Reporting and disclosure requirements for managers of “alternative investment vehicles” (“AIV”) in California just became more complex with Governor Jerry Brown’s signing of a new amendment to California law, specifically aimed at transparency...
by admin | Jun 6, 2016 | Investment Advisers, Investment Funds
By William Kelly and Simon Riveles On May 24, 2016, the Securities and Exchange Commission (“SEC”) published a notice of its intent to issue an order increasing the net worth threshold for “qualified clients,” as defined in Rule 205-3 under the Investment Advisers Act...
by admin | Oct 28, 2015 | Investment Funds
By Lauren Mack On July 22, 2015, the IRS issued a notice of proposed rulemaking regarding the classification of management fee waivers in exchange for partnership interests as disguised payment for services. Under the proposed regulations, allocations of income to...
by admin | Jan 16, 2015 | Investment Funds, Regulation D, White Papers
After years of hard work, you finally have the strategy, experience and resources to establish and manage a hedge fund. Now it’s time to evaluate the options available to you in structuring your fund, navigating the regulatory landscape and choosing the right partners...
