by admin | Mar 21, 2016 | Regulation D
By Lauren Mack Companies seeking to raise capital – whether through selling equity, convertible notes, or any other security – in the United States must navigate a complex landscape of securities laws and regulations. They are subject not only to federal regulations,...
by admin | Oct 1, 2015 | Regulation D
By Lauren Mack On August 6, 2015, the SEC’s Division of Corporation Finance (“DCF”) updated its Compliance and Disclosure Interpretations (“CDI”) with eleven new CDI on general solicitation and advertising in Regulation D offerings. That same day, the DCF also issued...
by admin | Jan 16, 2015 | Investment Funds, Regulation D, White Papers
After years of hard work, you finally have the strategy, experience and resources to establish and manage a hedge fund. Now it’s time to evaluate the options available to you in structuring your fund, navigating the regulatory landscape and choosing the right partners...
by admin | Sep 5, 2014 | Regulation D
By Kaiser Wahab With the creation of new Rule 506(c) under the JOBS Act, private placement issuers are now authorized to leverage general solicitation, provided they verify that each purchaser in the offering is an accredited investor. In theory, this is a very...
by admin | Apr 1, 2014 | Regulation D
While new Rule 506(c) promises to transform the Regulation D fundraising landscape, there are the so called “bad actor” companion rules that anyone raising money pursuant to 506(c) must pay close attention to. In particular, on July 10, 2013, the U.S. Securities and...
